Optimising Integrated Multitrophic Aquaculture (IMTA) on a South African abalone farm
- Authors: Falade, Abiodun Emmanuel
- Date: 2024-10-11
- Subjects: Aquaculture , Integrated multi-trophic aquaculture , Seaweed , Abalone culture South Africa , Abalones , Ingestion , Nutrient cycles
- Language: English
- Type: Academic theses , Doctoral theses , text
- Identifier: http://hdl.handle.net/10962/466712 , vital:76772 , DOI https://doi.org/10.21504/10962/466712
- Description: The efficiency of fed nutrient utilisation in integrated multitrophic aquaculture (IMTA) system was evaluated on a South African abalone farm. On many commercial abalone farms in South Africa, Haliotis midae are fed a combination of pelleted feed and live macroalgae cultured downstream in abalone effluent. This production technique reduces the discharge of dissolved nutrients into the environment and improves farm productivity as unquantified proportion of the waste metabolites is captured as macroalgal biomass. However, the solid waste from abalone culture tanks remains unutilised and discharged to the coastal environments. Thus, there is scope to improve the dissolved nutrients removal efficiency of the macroalgae and to reduce the discharge of particulate nutrients using detritus waste extractive organisms. The present study aimed at the production and environmental performance of a shore-based abalone/macroalgae IMTA improving farm in South Africa by improving the nutrient utilisation efficiency of farmed abalone and seaweed and testing the waste solids removal potential of a sea cucumber species. Monoculture systems, where abalone and seaweed were cultured separately, both in fresh seawater (salinity: 35 g/L), were compared with an integrated culture system where the seaweed (Ulva lacinulata) was cultured downstream in the wastewater flowing from abalone tanks that were up-channel. Based on the findings from quantifying the performance of these production systems, methods to improve the nutrient utilisation and production efficiencies of the production systems were explored. These assessed methods included (1) the removal of abalone biodeposits by detritus extractive sea cucumber production, (2) evaluating the potential of farmed macroalgae as supplement in formulated diet, and (3) replacing mineral fertilisers with eco-friendly live microbial fertilisers for seaweed farming. Furthermore, the overall environmental performance of the two farm systems was quantified using a life cycle analysis methodology. Monitoring of the nutrient flows through the monoculture and IMTA systems revealed that the highest inputs of nutrients (nitrogen and phosphorus) into the abalone and seaweed culture tanks of the two production systems were abalone feed pellet (70-81%) and mineral fertilisers respectively (63-93%). About 48-51% of the nitrogen supplied from the feed was utilised by abalone in the IMTA and monoculture systems, while the remaining portion was lost as organic waste nitrogen on the production tank floor (20-30%) and as dissolved nitrogen in post-abalone tank effluent (30-36%). In the seaweed tanks receiving abalone effluent (IMTA), 69% of the dissolved nitrogen input was absorbed by cultured Ulva while 25% of the nitrogen was lost to the post-seaweed effluent which returned to the environment. However, in the monoculture system, 52% of the nitrogen from supplemented inorganic fertiliser was absorbed by cultured Ulva while ca. 46% of the nutrient was lost to coastal waters through the post-seaweed effluent. Moreover, while the feed accounted for ca. 74-78% input of the phosphorus in abalone of the two production systems, not more than 19% and 13% of this phosphorus was utilised by H. midae in the IMTA and monoculture systems respectively, while the largest portions were lost as organic waste in the sediment (34-45%) and dissolved waste phosphorus in the effluent (33-54%). In the seaweed tanks, a small portion (11-15%) of supplied phosphorus was removed by farmed Ulva while 77-89% was lost in the post-seaweed effluent discharged to coastal environment. The substitution of 50% mineral fertilisers with live microbial fertilisers during seaweed production significantly reduced the discharge of dissolved nitrogen and phosphorus from macroalgae raceways to coastal environment by 55 and 45% respectively, without impacting their growth, yield and nutrient compositions. A life cycle analysis of the measured energy and nutrients utilisation efficiency of these production systems was compiled, and the impacts of the inputs and outputs from each production system on the environment was assessed. The electrical energy input to abalone and seaweed tanks constituted the highest contribution to all assessed environmental impact categories for the two production systems, followed by the contributions from the nutrients supplied to farmed abalone (formulated diet) and seaweed (mineral fertilisers). The impact of these inputs on the environment was most evident on marine aquatic ecotoxicity being 2.11E+03 kg 1.4-DB eq and 4.43E+03 kg 1.4-DB eq for IMTA and monoculture systems respectively. The measured impact of seaweed aquaculture on the environment was reduced by 50-52% when Ulva was cultured in abalone effluent (IMTA) compared to culture in fresh seawater (monoculture). However, the input of chemical fertilisers in the two systems of cultivation resulted in similar eutrophication potentials (8.09 - 8.41E-02 kg PO4--- eq). To reduce the solid waste discharge from abalone tanks, and create an additional high-value crop, an endemic sea cucumber species (Neostichopus grammatus) was introduced on the floor of the abalone culture tanks in a pilot abalone/detritivore/macroalgae IMTA system. The sea cucumber utilised the biodeposits in abalone tanks as food which reduced organic solid discharge to the environment by 11%. However, the sea cucumbers displayed poor nutrient utilisation, a negative growth rate (- 0.59% day-1) and 49% weight loss by the end of the trial that was probably due to sub-optimal habitat conditions (lack of a sand substrate). The potential of including farmed Ulva (IMTA and monoculture) meal in pelleted feed for H. midae was evaluated as a means of improving farming efficiency and reducing the levels of fishmeal and soya in the pellet. In an initial trial, Ulva was included at 12% dry weight in commercial diet and fed to farmed H. midae for 244 d. The 12% inclusion of IMTA and monoculture Ulva resulted in poor feed conversion and nutrient utilisation by H. midae. In a follow-up trial which tested graded inclusion levels of Ulva meal (0.75, 1.50, 3.00, 6.00 and 12.00%), the growth rate and feed utilisation of H. midae was enhanced at a 0.75-6.00% inclusion level of the seaweed in the diet, while at a 6.00-12.00% inclusion level growth rates and feed conversion efficiencies decreased. Therefore, it is recommended that for sub-adult South African abalone, up to 6.00% IMTA Ulva meal can be included in the diet formulation without impacting their growth performance and nutrient utilisation efficiency negatively. This present study contributes to the understanding of the nutrient utilisation dynamics on integrated abalone farms in South Africa. The evidence from the different trials suggests the IMTA techniques tested could be adopted to improve the production performance and reduce the impact of abalone farming on the environment. , Thesis (PhD) -- Faculty of Science, Ichthyology and Fisheries Science, 2024
- Full Text:
- Date Issued: 2024-10-11
- Authors: Falade, Abiodun Emmanuel
- Date: 2024-10-11
- Subjects: Aquaculture , Integrated multi-trophic aquaculture , Seaweed , Abalone culture South Africa , Abalones , Ingestion , Nutrient cycles
- Language: English
- Type: Academic theses , Doctoral theses , text
- Identifier: http://hdl.handle.net/10962/466712 , vital:76772 , DOI https://doi.org/10.21504/10962/466712
- Description: The efficiency of fed nutrient utilisation in integrated multitrophic aquaculture (IMTA) system was evaluated on a South African abalone farm. On many commercial abalone farms in South Africa, Haliotis midae are fed a combination of pelleted feed and live macroalgae cultured downstream in abalone effluent. This production technique reduces the discharge of dissolved nutrients into the environment and improves farm productivity as unquantified proportion of the waste metabolites is captured as macroalgal biomass. However, the solid waste from abalone culture tanks remains unutilised and discharged to the coastal environments. Thus, there is scope to improve the dissolved nutrients removal efficiency of the macroalgae and to reduce the discharge of particulate nutrients using detritus waste extractive organisms. The present study aimed at the production and environmental performance of a shore-based abalone/macroalgae IMTA improving farm in South Africa by improving the nutrient utilisation efficiency of farmed abalone and seaweed and testing the waste solids removal potential of a sea cucumber species. Monoculture systems, where abalone and seaweed were cultured separately, both in fresh seawater (salinity: 35 g/L), were compared with an integrated culture system where the seaweed (Ulva lacinulata) was cultured downstream in the wastewater flowing from abalone tanks that were up-channel. Based on the findings from quantifying the performance of these production systems, methods to improve the nutrient utilisation and production efficiencies of the production systems were explored. These assessed methods included (1) the removal of abalone biodeposits by detritus extractive sea cucumber production, (2) evaluating the potential of farmed macroalgae as supplement in formulated diet, and (3) replacing mineral fertilisers with eco-friendly live microbial fertilisers for seaweed farming. Furthermore, the overall environmental performance of the two farm systems was quantified using a life cycle analysis methodology. Monitoring of the nutrient flows through the monoculture and IMTA systems revealed that the highest inputs of nutrients (nitrogen and phosphorus) into the abalone and seaweed culture tanks of the two production systems were abalone feed pellet (70-81%) and mineral fertilisers respectively (63-93%). About 48-51% of the nitrogen supplied from the feed was utilised by abalone in the IMTA and monoculture systems, while the remaining portion was lost as organic waste nitrogen on the production tank floor (20-30%) and as dissolved nitrogen in post-abalone tank effluent (30-36%). In the seaweed tanks receiving abalone effluent (IMTA), 69% of the dissolved nitrogen input was absorbed by cultured Ulva while 25% of the nitrogen was lost to the post-seaweed effluent which returned to the environment. However, in the monoculture system, 52% of the nitrogen from supplemented inorganic fertiliser was absorbed by cultured Ulva while ca. 46% of the nutrient was lost to coastal waters through the post-seaweed effluent. Moreover, while the feed accounted for ca. 74-78% input of the phosphorus in abalone of the two production systems, not more than 19% and 13% of this phosphorus was utilised by H. midae in the IMTA and monoculture systems respectively, while the largest portions were lost as organic waste in the sediment (34-45%) and dissolved waste phosphorus in the effluent (33-54%). In the seaweed tanks, a small portion (11-15%) of supplied phosphorus was removed by farmed Ulva while 77-89% was lost in the post-seaweed effluent discharged to coastal environment. The substitution of 50% mineral fertilisers with live microbial fertilisers during seaweed production significantly reduced the discharge of dissolved nitrogen and phosphorus from macroalgae raceways to coastal environment by 55 and 45% respectively, without impacting their growth, yield and nutrient compositions. A life cycle analysis of the measured energy and nutrients utilisation efficiency of these production systems was compiled, and the impacts of the inputs and outputs from each production system on the environment was assessed. The electrical energy input to abalone and seaweed tanks constituted the highest contribution to all assessed environmental impact categories for the two production systems, followed by the contributions from the nutrients supplied to farmed abalone (formulated diet) and seaweed (mineral fertilisers). The impact of these inputs on the environment was most evident on marine aquatic ecotoxicity being 2.11E+03 kg 1.4-DB eq and 4.43E+03 kg 1.4-DB eq for IMTA and monoculture systems respectively. The measured impact of seaweed aquaculture on the environment was reduced by 50-52% when Ulva was cultured in abalone effluent (IMTA) compared to culture in fresh seawater (monoculture). However, the input of chemical fertilisers in the two systems of cultivation resulted in similar eutrophication potentials (8.09 - 8.41E-02 kg PO4--- eq). To reduce the solid waste discharge from abalone tanks, and create an additional high-value crop, an endemic sea cucumber species (Neostichopus grammatus) was introduced on the floor of the abalone culture tanks in a pilot abalone/detritivore/macroalgae IMTA system. The sea cucumber utilised the biodeposits in abalone tanks as food which reduced organic solid discharge to the environment by 11%. However, the sea cucumbers displayed poor nutrient utilisation, a negative growth rate (- 0.59% day-1) and 49% weight loss by the end of the trial that was probably due to sub-optimal habitat conditions (lack of a sand substrate). The potential of including farmed Ulva (IMTA and monoculture) meal in pelleted feed for H. midae was evaluated as a means of improving farming efficiency and reducing the levels of fishmeal and soya in the pellet. In an initial trial, Ulva was included at 12% dry weight in commercial diet and fed to farmed H. midae for 244 d. The 12% inclusion of IMTA and monoculture Ulva resulted in poor feed conversion and nutrient utilisation by H. midae. In a follow-up trial which tested graded inclusion levels of Ulva meal (0.75, 1.50, 3.00, 6.00 and 12.00%), the growth rate and feed utilisation of H. midae was enhanced at a 0.75-6.00% inclusion level of the seaweed in the diet, while at a 6.00-12.00% inclusion level growth rates and feed conversion efficiencies decreased. Therefore, it is recommended that for sub-adult South African abalone, up to 6.00% IMTA Ulva meal can be included in the diet formulation without impacting their growth performance and nutrient utilisation efficiency negatively. This present study contributes to the understanding of the nutrient utilisation dynamics on integrated abalone farms in South Africa. The evidence from the different trials suggests the IMTA techniques tested could be adopted to improve the production performance and reduce the impact of abalone farming on the environment. , Thesis (PhD) -- Faculty of Science, Ichthyology and Fisheries Science, 2024
- Full Text:
- Date Issued: 2024-10-11
Towards a better understanding of small-scale fishing decisions and their consequences in Northern Mozambique
- Authors: Heckendorn, Katrina Ann
- Date: 2023-10-13
- Subjects: Fishery management Mozambique , Small-scale fisheries Mozambique , Collective action , Functional diversity , Fishes Effect of human beings on Mozambique , Socioecology
- Language: English
- Type: Academic theses , Doctoral theses , text
- Identifier: http://hdl.handle.net/10962/431797 , vital:72805 , DOI 10.21504/10962/431797
- Description: This study investigates the relationship between the interacting social and ecological systems within the Pemba Bay fishery, in Northern Mozambique, as mediated by fishing decisions. All ecosystems in the world are affected by human behaviours in some way. In many cases, human effects on ecosystems are detrimental to many other species and can cause shifts in the entire system. In fisheries, the connections between human behaviours and ecosystems are obvious, as fishers extract wild populations of marine species. Human behavioural plasticity and sometimes rapid cultural evolution allow human behaviours to change and adapt faster than many other species can respond which often allows fishers to overexploit marine ecosystems. Many fisheries in the world are fully, or over exploited. Managing these fisheries often focuses on changing those highly adaptable human behaviours. Fishers’ motivations for making different fishing decisions as well as attitudes towards the fishery can be used to understand human interactions with ecosystems when the dependence between the two is direct, as well as allowing managers to tailor interventions that account for fishers’ motivations and attitudes. Most fisheries’ management projects assume that behaviours are motivated by profit maximization. This study investigates this assumption by comparing the compatibility of interview responses and fishing behaviours with rational actor theory, which assumes profit maximization is the only goal. Responses are also compared with prospect theory, which emphasizes reliability of outcomes; descriptive norms, which focuses on social interactions; habitual behaviour, which assumes most decision are automatic based on habit; and theory of planned behaviour, which allows attitudes to be shaped by economic or non-economic motivations, as well as peer opinion and incorporates perceived behavioural control in making decisions. These behavioural theories span a variety of potential fisher motivations which could affect fishing decisions. The study then investigates the state of the social and ecological systems which have resulted, at least in part, from those fishing decisions, and makes recommendations on possible interventions to improve the system based on better understanding of fishers’ attitudes and motivations. The study tests the hypothesis that fishers are motivated primarily by profit maximization and, therefore, rational actor theory is most compatible with fishers’ stated motivations for fishing, or alternatively, that one of the other behavioural theories better explains fisher responses. This section used categorized interview responses based on their agreement, or not, with assumed responses if a particular behavioural theory were compatible. The results indicate that four of the five theories are most compatible with responses for at least one fisher, but that the theory of planned behaviour is the most consistent with the data overall, not rational actor theory. Specifically, fishers seem concerned with behavioural control as well as some non-catch related characteristics of the fishery, such as collective action and sustainability. The second hypothesis is that prospect theory is more compatible with current fishing behaviours than rational actor theory. Prospect theory states that people prefer more reliable outcomes, even if slightly less profitable, than outcomes which are more profitable on average, but also more variable. This section used catch data, and changes in relative use of different fishing methods to address this hypothesis. This hypothesis is confirmed for some aspects of fishery data, but not all. Fishers prefer methods which are more reliable and these methods are increasing in relative use. However, neither catch value nor reliability increases fishers’ opinions of their fishing method, but fisher characteristics which increase options do. This again indicates that behavioural control is important in determining fishers’ attitudes towards fishing. The third question addresses the social system within the fishery. It investigates whether fishing in Pemba Bay is a chosen profession or a livelihood of desperation from the poorest individuals. The study hypothesizes that fishers are as well-off as their non-fishing neighbours, and fishers who use more reliable or profitable methods are better off than those using less reliable/profitable methods and, as such, are more committed to fishing as a way of life. This section used fisher interview responses and household surveys to compare subjective and material wellbeing of fishers and non-fishers around Pemba Bay. The first part of the hypothesis is partly supported. Fishers using most methods have material standards of living comparable to non-fishers. However, they report lower subjective well-beings. Most measures of wellbeing are not affected by the reliability or profitability of the fishing method used, which does not support the second part of the hypothesis. Additionally, fishers using more profitable or reliable methods do not indicate more commitment to fishing as a way of life. The fourth and final section investigates the marine ecosystem. Based on conversations with fishers and local researchers, it is assumed that the Pemba fishery is overexploited. As such, the study hypothesizes that marine biomass, individual size of marine species, and functional diversity are lower in Pemba Bay than in other sites around Northern Mozambique, Vamizi Island, Situ Island, and Nuarro, due to high fishing pressure, and that direct removal of species by fishing has a dominant effect. This final section used baited remote underwater videos (BRUVs) to compare species composition and indices of abundance from the different locations. Again, there is support for part of this hypothesis. Marine species biomass and sizes are lower in Pemba Bay than other sites in Northern Mozambique; however, functional diversity is not different. In these data, changes in biomass and size are not correlated with amount of catch, so direct removal by fishing may not be the dominant source of change in the Pemba fishery. Together, these data indicate that the Pemba fishery may be unsustainable based on social and ecological indications. The importance of behavioural control in understanding fishing decisions indicates that any interventions to mitigate problems in the fishery will need to work with fishers to increase empowerment and allow experimentation to find locally relevant solutions to problems. , Thesis (PhD) -- Faculty of Science, Ichthyology and Fisheries Science, 2023
- Full Text:
- Date Issued: 2023-10-13
- Authors: Heckendorn, Katrina Ann
- Date: 2023-10-13
- Subjects: Fishery management Mozambique , Small-scale fisheries Mozambique , Collective action , Functional diversity , Fishes Effect of human beings on Mozambique , Socioecology
- Language: English
- Type: Academic theses , Doctoral theses , text
- Identifier: http://hdl.handle.net/10962/431797 , vital:72805 , DOI 10.21504/10962/431797
- Description: This study investigates the relationship between the interacting social and ecological systems within the Pemba Bay fishery, in Northern Mozambique, as mediated by fishing decisions. All ecosystems in the world are affected by human behaviours in some way. In many cases, human effects on ecosystems are detrimental to many other species and can cause shifts in the entire system. In fisheries, the connections between human behaviours and ecosystems are obvious, as fishers extract wild populations of marine species. Human behavioural plasticity and sometimes rapid cultural evolution allow human behaviours to change and adapt faster than many other species can respond which often allows fishers to overexploit marine ecosystems. Many fisheries in the world are fully, or over exploited. Managing these fisheries often focuses on changing those highly adaptable human behaviours. Fishers’ motivations for making different fishing decisions as well as attitudes towards the fishery can be used to understand human interactions with ecosystems when the dependence between the two is direct, as well as allowing managers to tailor interventions that account for fishers’ motivations and attitudes. Most fisheries’ management projects assume that behaviours are motivated by profit maximization. This study investigates this assumption by comparing the compatibility of interview responses and fishing behaviours with rational actor theory, which assumes profit maximization is the only goal. Responses are also compared with prospect theory, which emphasizes reliability of outcomes; descriptive norms, which focuses on social interactions; habitual behaviour, which assumes most decision are automatic based on habit; and theory of planned behaviour, which allows attitudes to be shaped by economic or non-economic motivations, as well as peer opinion and incorporates perceived behavioural control in making decisions. These behavioural theories span a variety of potential fisher motivations which could affect fishing decisions. The study then investigates the state of the social and ecological systems which have resulted, at least in part, from those fishing decisions, and makes recommendations on possible interventions to improve the system based on better understanding of fishers’ attitudes and motivations. The study tests the hypothesis that fishers are motivated primarily by profit maximization and, therefore, rational actor theory is most compatible with fishers’ stated motivations for fishing, or alternatively, that one of the other behavioural theories better explains fisher responses. This section used categorized interview responses based on their agreement, or not, with assumed responses if a particular behavioural theory were compatible. The results indicate that four of the five theories are most compatible with responses for at least one fisher, but that the theory of planned behaviour is the most consistent with the data overall, not rational actor theory. Specifically, fishers seem concerned with behavioural control as well as some non-catch related characteristics of the fishery, such as collective action and sustainability. The second hypothesis is that prospect theory is more compatible with current fishing behaviours than rational actor theory. Prospect theory states that people prefer more reliable outcomes, even if slightly less profitable, than outcomes which are more profitable on average, but also more variable. This section used catch data, and changes in relative use of different fishing methods to address this hypothesis. This hypothesis is confirmed for some aspects of fishery data, but not all. Fishers prefer methods which are more reliable and these methods are increasing in relative use. However, neither catch value nor reliability increases fishers’ opinions of their fishing method, but fisher characteristics which increase options do. This again indicates that behavioural control is important in determining fishers’ attitudes towards fishing. The third question addresses the social system within the fishery. It investigates whether fishing in Pemba Bay is a chosen profession or a livelihood of desperation from the poorest individuals. The study hypothesizes that fishers are as well-off as their non-fishing neighbours, and fishers who use more reliable or profitable methods are better off than those using less reliable/profitable methods and, as such, are more committed to fishing as a way of life. This section used fisher interview responses and household surveys to compare subjective and material wellbeing of fishers and non-fishers around Pemba Bay. The first part of the hypothesis is partly supported. Fishers using most methods have material standards of living comparable to non-fishers. However, they report lower subjective well-beings. Most measures of wellbeing are not affected by the reliability or profitability of the fishing method used, which does not support the second part of the hypothesis. Additionally, fishers using more profitable or reliable methods do not indicate more commitment to fishing as a way of life. The fourth and final section investigates the marine ecosystem. Based on conversations with fishers and local researchers, it is assumed that the Pemba fishery is overexploited. As such, the study hypothesizes that marine biomass, individual size of marine species, and functional diversity are lower in Pemba Bay than in other sites around Northern Mozambique, Vamizi Island, Situ Island, and Nuarro, due to high fishing pressure, and that direct removal of species by fishing has a dominant effect. This final section used baited remote underwater videos (BRUVs) to compare species composition and indices of abundance from the different locations. Again, there is support for part of this hypothesis. Marine species biomass and sizes are lower in Pemba Bay than other sites in Northern Mozambique; however, functional diversity is not different. In these data, changes in biomass and size are not correlated with amount of catch, so direct removal by fishing may not be the dominant source of change in the Pemba fishery. Together, these data indicate that the Pemba fishery may be unsustainable based on social and ecological indications. The importance of behavioural control in understanding fishing decisions indicates that any interventions to mitigate problems in the fishery will need to work with fishers to increase empowerment and allow experimentation to find locally relevant solutions to problems. , Thesis (PhD) -- Faculty of Science, Ichthyology and Fisheries Science, 2023
- Full Text:
- Date Issued: 2023-10-13
The role of optimism bias in susceptibility to phishing attacks in a financial services organisation
- Authors: Owen, Morné
- Date: 2023-03-31
- Subjects: Mixed methods research , Phishing , Optimism bias , Information security , Information storage and retrieval systems Financial services industry , Risk perception
- Language: English
- Type: Academic theses , Doctoral theses , text
- Identifier: http://hdl.handle.net/10962/419257 , vital:71629 , DOI 10.21504/10962/419257
- Description: Researchers looking for ways to change the insecure behaviour that results in successful phishing have considered multiple possible reasons for such behaviour. Therefore, the purpose of this study is to understand the role of optimism bias (OB – defined as a cognitive bias), which characterises overly optimistic or unrealistic individuals, in order to ensure secure behaviour. Research is considered that has focused on issues such as personality traits, trust, attitude and information security awareness training (ISAT). We used a mixed methods design to investigate OB behaviour, building on a recontextualised version of the theory of planned behaviour to evaluate the influence that OB has on phishing susceptibility. To model the data, an analysis was performed on 226 survey responses (systematic random sampling method) from the employees of a financial services organisation using partial least squares (PLS) path modelling. To evaluate OB behaviour, we conducted an experiment consisting of three ISAT sessions and three simulated phishing attacks. After each phishing experiment, we conducted interviews to gain a better understanding of why people succumbed to the attacks. It was subsequently found that overly optimistic individuals are inclined to behave insecurely, while factors such as attitude and trust significantly influence the intention to behave securely. Our contribution to practice is to enhance the effectiveness of ISAT by identifying and addressing the OB weakness to deliver a more successful training outcome. Our contribution to theory enriches the Information Systems literature by evaluating the effect of a cognitive bias on phishing susceptibility and, through research, offering a contextual explanation of the resultant behaviour. , Thesis (PhD) -- Faculty of Commerce, Information Systems, 2023 , Navorsers op soek na ‘n antwoord om onveilige gedrag te verander wat lei na uitvissing het verskeie moontlike redes oorweeg vir sulke gedrag. Daarom is die doel van hierdie verhandeling om die rol van optimistiese vooroordeel (OB - gedefinieer as 'n kognitiewe vooroordeel) te verstaan, wat te optimistiese of onrealistiese individue kenmerk om veilige gedrag te verseker. Navorsing was oorweeg wat gefokus het op kwessies soos persoonlikheidseienskappe, vertroue, gesindheid en inligtingsekuriteitsbewustheidsopleiding (ISAT). Die navorser het gemengde metodes gebruik om OB-gedrag te ondersoek. Daar was voortgebou op 'n gerekontekstualiseerde weergawe van die theory of planned behaviour om die invloed wat OB op uitvissing-vatbaarheid het, te evalueer. Om die data te modelleer, is 'n analise gedoen waar 226 opname antwoorde verkry is van 'n finansiële dienste organisasie en is partial least squares (PLS) path modelling gebruik. Om OB-gedrag te evalueer, het ons 'n eksperiment uitgevoer wat bestaan uit drie ISAT-sessies en drie gesimuleerde uitvissing-aanvalle. Na elke uitvissing-eksperiment het ons onderhoude gevoer om 'n beter begrip te kry waarom mense aan die aanvalle geswig het. Te optimistiese individue is geneig om onveilig op te tree, terwyl faktore soos gesindheid en vertroue die voorneme om veilig op te tree, aansienlik beïnvloed het. Die studie se bydrae tot die praktyk is om die doeltreffendheid van ISAT te verbeter deur die OBswakheid te identifiseer en aan te spreek om 'n meer suksesvolle opleidingsuitkoms te lewer. Verder verryk die studie die Inligtingstelsels-literatuur deur die effek van 'n kognitiewe vooroordeel op uitvissing-vatbaarheid te evalueer en deur navorsing bied dit 'n kontekstuele verduideliking van die gevolglike gedrag.
- Full Text:
- Date Issued: 2023-03-31
The role of optimism bias in susceptibility to phishing attacks in a financial services organisation
- Authors: Owen, Morné
- Date: 2023-03-31
- Subjects: Mixed methods research , Phishing , Optimism bias , Information security , Information storage and retrieval systems Financial services industry , Risk perception
- Language: English
- Type: Academic theses , Doctoral theses , text
- Identifier: http://hdl.handle.net/10962/419257 , vital:71629 , DOI 10.21504/10962/419257
- Description: Researchers looking for ways to change the insecure behaviour that results in successful phishing have considered multiple possible reasons for such behaviour. Therefore, the purpose of this study is to understand the role of optimism bias (OB – defined as a cognitive bias), which characterises overly optimistic or unrealistic individuals, in order to ensure secure behaviour. Research is considered that has focused on issues such as personality traits, trust, attitude and information security awareness training (ISAT). We used a mixed methods design to investigate OB behaviour, building on a recontextualised version of the theory of planned behaviour to evaluate the influence that OB has on phishing susceptibility. To model the data, an analysis was performed on 226 survey responses (systematic random sampling method) from the employees of a financial services organisation using partial least squares (PLS) path modelling. To evaluate OB behaviour, we conducted an experiment consisting of three ISAT sessions and three simulated phishing attacks. After each phishing experiment, we conducted interviews to gain a better understanding of why people succumbed to the attacks. It was subsequently found that overly optimistic individuals are inclined to behave insecurely, while factors such as attitude and trust significantly influence the intention to behave securely. Our contribution to practice is to enhance the effectiveness of ISAT by identifying and addressing the OB weakness to deliver a more successful training outcome. Our contribution to theory enriches the Information Systems literature by evaluating the effect of a cognitive bias on phishing susceptibility and, through research, offering a contextual explanation of the resultant behaviour. , Thesis (PhD) -- Faculty of Commerce, Information Systems, 2023 , Navorsers op soek na ‘n antwoord om onveilige gedrag te verander wat lei na uitvissing het verskeie moontlike redes oorweeg vir sulke gedrag. Daarom is die doel van hierdie verhandeling om die rol van optimistiese vooroordeel (OB - gedefinieer as 'n kognitiewe vooroordeel) te verstaan, wat te optimistiese of onrealistiese individue kenmerk om veilige gedrag te verseker. Navorsing was oorweeg wat gefokus het op kwessies soos persoonlikheidseienskappe, vertroue, gesindheid en inligtingsekuriteitsbewustheidsopleiding (ISAT). Die navorser het gemengde metodes gebruik om OB-gedrag te ondersoek. Daar was voortgebou op 'n gerekontekstualiseerde weergawe van die theory of planned behaviour om die invloed wat OB op uitvissing-vatbaarheid het, te evalueer. Om die data te modelleer, is 'n analise gedoen waar 226 opname antwoorde verkry is van 'n finansiële dienste organisasie en is partial least squares (PLS) path modelling gebruik. Om OB-gedrag te evalueer, het ons 'n eksperiment uitgevoer wat bestaan uit drie ISAT-sessies en drie gesimuleerde uitvissing-aanvalle. Na elke uitvissing-eksperiment het ons onderhoude gevoer om 'n beter begrip te kry waarom mense aan die aanvalle geswig het. Te optimistiese individue is geneig om onveilig op te tree, terwyl faktore soos gesindheid en vertroue die voorneme om veilig op te tree, aansienlik beïnvloed het. Die studie se bydrae tot die praktyk is om die doeltreffendheid van ISAT te verbeter deur die OBswakheid te identifiseer en aan te spreek om 'n meer suksesvolle opleidingsuitkoms te lewer. Verder verryk die studie die Inligtingstelsels-literatuur deur die effek van 'n kognitiewe vooroordeel op uitvissing-vatbaarheid te evalueer en deur navorsing bied dit 'n kontekstuele verduideliking van die gevolglike gedrag.
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- Date Issued: 2023-03-31
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